Articles Of Interest

"Springtime for Brokers" by Elizabeth D. Festa
Investment Advisor, August 2008

"Tales from the Trenches, Part 2'' by David J. Drucker
Morningstar, July 2007

"Too Much Techz" by Charles Lane
Wealth Manager Magazine, April 2007

''Recruiters' Least Favorite Reg'' by Ellen Uzelac
Research, March 2007

"A Matter of Life & Health" by Kathleen M. McBride
Investment Advisor Magazine, Feb 2007

''Broker-dealers Hurting for Pros in Compliance'' by Dan Jamieson
Investment News, Sept 18, 2006

"Until Rep Do They Part" by Ryan G. Murphy
Investment Advisor Magazine, May 2006

''The Art of the Raise'' by Marty Nemko
Kiplinger's, April 2006

"Your Underpaid Caddy" by Kevin Burke
Registered Rep, Oct 2005

''After the Fall'' by Ellen Uzelac (featuring info on the Tiburon CEO Summit)
Research, June 2005

"Nickeled & Dimed" by Dan Jamieson
On Wall Street, March 2005

''The Manager's Guide to Professional Poaching'' By Marlene Y. Satter
www.horsesmouth.com, Feb. 2005

''Countdown to Independence: Here, with all the details, is how one wirehouse broker planned and executed his move.''
On Wall Street, April 2004

''Freedom Rings'' by Anne Field
Registered Rep, Nov. 2003

''Making the Switch'' by Cliff Oberlin and Jill R. Powers
Financial Planning, June 2003

''Swimming Upstream'' by James J. Green
A look at current problems in the industry.
Investment Advisor, June 2003

''Happy Days'' by Richard J. Koreto
On the resiliency of the B/D market.
Financial Planning, June 2003

''Are Bad Times A Good Time To Go Independent? Brokers Who Made The Switch Tell Their Stories''
On Wall Street, April 2003

''Independent Recruiters Speak Their Mind: An On Wall Street Roundtable''
On Wall Street, April 2003

''To B-D or Not to B-D?'' by Linda Kulikowski
Financial Planning, Jan 2003

''A Few Good Recruits'' by Donald Jay Korn
Financial Planning, Jan 2003

''The Difficulty of Going It Alone'' by Anne Field
Registered Rep, June 2002

''You and Your Broker/Dealer: Finding a cultural match'' by Nancy Opiela
Journal of Financial Planning, April 2002

''The Recruiting Dance'' by Shelley A. Lee
Journal of Financial Planning, April 2002

''Insights on Independents'' by Janis Samaripa
Registered Rep, April 2001

''Freedom Tales'' by Tracy Herman
Registered Rep, April 2001

''Inquiring Minds'' by Tracy Herman
22 pointers from recruiters about going independent.
Registered Rep, Aug 2000

''Repricing Brokerage'' by Tracy Herman
Registered Rep, Feb 2000

''Book Sale'' by Tracy Herman
Multiple options for selling your Book.
Registered Rep, July 1999

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